上财高顿国际 CFA LEVEL 2课程内容详细列表
高顿国际 CFA LEVEL 2课程内容详细列表
课程名
Ethical and Professional Standards
Session 1:ETHICAL AND PROFESSIONAL STANDARDS
道德与行为准则 Reading 1:Code of Ethics and Standards of Professional Conduct 道德与职业行为准则 Reading 2:Guidance for Standards I – VII 职业行为 准则 I – VII 指导
Reading 3:CFA Institute Soft Dollar Standards CFA 协会软美元准则
Reading 4. CFA Institute Research Objectivity Standards CFA 协会研究客观性准则
Session 2:ETHICAL AND PROFESSIONAL STANDARDS:Application
道德与行为准则应用 Reading 5:.The Glenarm Company Glenarm 公司 Reading 6:Preston Partners Preston 合伙人 Reading 7:Super Selection 优异选择
Reading 8:Trade Allocation:Fair Dealing and Disclosure 交易分配:公平交易与披露
Reading 9:Case:Changing Investment Objectives 案例:变化的投资目标
Reading 10:Prudence in Perspective 透视谨慎
Quantitative Methods Session 3:QUANTITATIVE
METHODS:QuantitativeMethods for Valuation 估值数量方法
Reading 11:Correlation and Regression 相关与回 归
Reading 12:Multiple Regression and Issues in Regression Analysis 多元回归及回归中的问题 Reading 13:Time-Series Analysis 时间序列分析
Economics
Session 4:ECONOMICS:Economics for Valuation 估值的经济学
Reading 14:Economic Growth 经济增长 Reading 15:Regulation and Antitrust Policy in a Globalized Economy 全球化经济下的管制与反托拉 斯政策
Reading 16:Trading with the World 国际贸易 Reading 17:The Exchange Rate and the Balance of Payments 汇率与国际收支平衡
Reading 18:Currency Exchange Rates 汇率 Reading 19:Foreign Exchange Parity Relations 外 汇平价关系
Reading 20:Measuring Economic Activity 衡量经济 活动
Financial Statement Analysis
Session 5:FINANCIAL STATEMENT ANALYSIS:Intercorporate Investments
Reading 21:Analysis of Intercorporate Investments 公司间投资分析
公司间投资分析 Reading 22:Variable Interest Entities,Intercompany Debt,Consolidated Cash Flows, and Other Issues 可变利益实体,公司间债务,合并现金流量以及其它 问题
Session 6:Post-Retirement and Share-Based Compensation and Multinational Operations 福利 与多国经营分析 Reading 23:Employee Compensation:
Post-Retirement and Share-Based 员工报酬:退休 后福利与基于股权薪酬的核算
Reading 24:Analysis of Multinational Operations 跨国经营分析
Session 7:Earnings Quality Issues and Financial Ratio Analysis 收益质量与财务比率分析 Reading 25:The Lessons We Learn 我们获取的教 训
Reading 26:Evaluating Financial Reporting Quality 财务报告质量评估
Reading 27:Analysis of Financial Statements:A Synthesis 财务报表分析:综合
Corporate Finance
Session 8:CORPORATE FINANCE 公司财务 Reading 28:Capital Budgeting 资本预算
Reading 29:Capital Structure and Leverage 资本 结构与杠杆
Reading 30:Dividends and Dividend Policy 股利与 股利政策
Session 9:CORPORATE FINANCE:Financingand Reading 31:Corporate Governance 公司治理
Control Issues 融资与控制问题 Reading 32:Mergers and Acquisitions 收购与兼并
Equity
Session 10:EQUITY INVESTMENTS:ValuationConcepts 权益投资:估值概念
Reading 33:A Note on Asset Valuation 资产估价一 注解
Reading 34:The Equity Valuation Process 权益估 价过程
Reading 35:Equity:Markets and Instruments 权 益:市场与工具
Reading 36Return Concepts 收益概念
Session 11:Industry and Company Analysis in a Global Context 全球背景下的行业与公司分析
Reading 37:Equity:Concepts and Techniques 权 益:概念与技术
Reading 38:The Five Competitive Forces that Shape Strategy 五力竞争模型
Reading 39:Industry Analysis 行业分析
Reading 40:Valuation in Emerging Markets 新兴市 场估价
Reading 41Discounted Dividend Valuation 股利折 现估值
Session 12:EQUITY INVESTMENTS:ValuationModels 估价模型
Reading 42:Free Cash Flow Valuation 自由现金流 量估价
Reading 43:Market-Based Valuation:Price Multiples 基于市场的估价:价格乘数
Reading 44:U.S. Portfolio Strategy:Seeking Value — Anatomy of Valuation 美国组合策略:寻求 价值
Reading 45:Residual Income Valuation 剩余收益 估价
Session 13:ALTERNATIVE ASSET VALUATION 其它资产估值 Reading 46:Investment Analysis 投资分析 Reading 47:Income Property Analysis and Appraisal 收益资产分析和评估
Reading 48:Private Equity Valuation 未上市股权估 值
Reading 49:Investing in Commodities 商品投资 Reading 50:Evaluating the Performance of Your Hedge Funds 评估你的对冲基金的业绩
Reading 51:Buyers Beware:Evaluating and Managing the Many
Facets of the Risks of Hedge Funds 投资者谨慎:评估和管理对冲基金风险的多方面
Fixed Income
Session 14:FIXED INCOME INVESTMENTS:ValuationConcepts 固定收益:估 值概念 Reading 52:General Principles of Credit Analysis 信用分析的一般原则
Reading 53The Liquidity Conundrum 流动性的光 谱
Reading 54: Term Structure and Volatility of Interest Rates 利率的期限结构与波动性 Reading 55: Valuing Bonds with Embedded Options 含有隐含期权的债券 Session 15：FIXED INCOME: Structured Securities 固定收益：结构化证券 Reading 56: Mortgage-Backed Sector of the Bond Market 债券市场的抵押支持债券板块 Reading 57: Europe’s Whole Loan Sales Market Burgeoning as Mortgage Credit Market Comes of Age 欧洲的批发 贷款市场蓬勃因为抵押信用市场老化 Reading 58: Asset-Backed Sector of the Bond Market 债券市场的资产支持债券板块 Reading 59: Valuing Mortgage-Backed and Asset-Backed Securities 资产支持债券和抵押支持 债券估价 Derivatives Reading 60: Forward Markets and Contracts 远期 合约与市场 Reading 61: Futures Markets and Contracts 期货合 约和市场 Reading 62: Option Markets and Contracts 期权合 约和市场 Session 16：STUDY SESSION 16 远 DERIVATIVES:Forwards and Futures 衍生工具： 期与期货 Session 17：STUDY SESSION 17 DERIVATIVES: Options, Swaps, and Interest
Rate and Credit Derivatives 衍生工具：期权，互 换，利率与信用衍生工具 Reading 63: Swap Markets and Contracts 互换合 约和市场 Reading 64: Interest Rate Derivative Instruments 利率衍生工具 Reading 65: Using Credit Derivatives to Enhance Return and Manage Risk 使用信用衍生工具提升收 益和管理风险 Portfolio Management Reading 66: Portfolio Concepts 投资组合概念 Session 18： Capital Market Theory and the Portfolio Management Process 组合管理 Reading 67: A Note on Harry M. Markowitz's “Market Efficiency:A Theoretical Distinction and So What?” Markowitz 市场有效性注解 Reading 68: International Asset Pricing 国际资产定 价 Reading 69: The Theory of Active Portfolio Management 积极组合管理的理论 Reading 70: Taxes and Private Wealth Management in a Global Context 全球背景下的税 收与私人财富管理 Reading 71: The Portfolio Management Process Policy Statement 组合管理过 and the Investment 程与投资政策说明书
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